What Are Indexed Variable Annuities?

Shawn Plummer

CEO, The Annuity Expert

In the ever-evolving labyrinth of financial products, one instrument seems to bob and weave, garnering increased attention – Indexed Variable Annuities. This hybrid financial vehicle, often celebrated for its potential to provide the best of both worlds: equity-linked growth and insurance protection, has been the subject of countless debates. This comprehensive guide aims to clear the fog around indexed variable annuities, offering an accessible, trustworthy, and expert lens to understand its nuances.

Confused About Annuities?

Are you new to annuities and unsure where to begin? Visit our Annuity Learning Lab for expert guidance and insights.

Breaking Down Indexed Variable Annuities

An indexed variable annuity is a contract between you and an insurance company. The product offers the possibility of increased earnings based on the performance of a market index, such as the S&P 500, while providing a safety net to protect your investment from market downturns.

Index Variable Annuity

The Dual Nature of Indexed Variable Annuities

Unlike a typical annuity, an indexed variable annuity (IVA) offers the potential for capital appreciation and income payments. This hybrid nature allows you to participate in potential market gains yet shield you from market lows. This aspect makes an IVA an attractive instrument for those seeking higher returns without fully exposing their capital to market risk.

Advantages and Drawbacks of Indexed Variable Annuities

Every investment vehicle has advantages and drawbacks, and the variable-indexed annuity is no exception. The appeal often lies in its ability to provide an income stream for life, a death benefit for beneficiaries, and a unique balance between risk and return.

Index Variable Annuities

The Pros: Capital Protection and Growth Potential

The IVA’s main allure is its balance between capital protection and growth potential. An indexed variable annuity ensures you do not lose your principal investment due to market downturns. Simultaneously, it allows you to partake in market upswings, offering a potential for higher returns than a traditional fixed annuity.

The Cons: Complexity and Fees

On the downside, indexed variable annuities are complex and often incur high fees. They have various charges like surrender charges, mortality and expense risk fees, and administrative fees, which can erode your overall returns if not carefully understood and managed.

 Variable Index Annuity

Indexed Variable Annuities: A Real-world Illustration

John, a risk-averse investor nearing retirement, invests $100,000 in an indexed variable annuity. The IVA links to the S&P 500 index and guarantees a 2% minimum return. The product has a cap rate of 8%. In a year of strong market performance, where the S&P 500 returns 10%, John’s annuity yield will be capped at 8%. Conversely, if the market performs poorly, yielding a -4% return, John’s investment is protected, and he still receives a 2% return.

Next Steps

If you’re looking for an investment vehicle that offers the potential for higher returns than traditional fixed annuities without fully exposing your capital to market risks and if you are prepared to navigate the product’s intricacies and fees, an indexed variable annuity might be a suitable choice. This guide provides a comprehensive overview of the topic, giving you the knowledge to make informed decisions about your financial future. Remember, each financial journey is unique, so consider seeking professional advice tailored to your circumstances before making significant financial commitments.

 Variable Indexed Annuity

Request A Quote

Get help from a licensed financial professional. This service is free of charge.

Contact Us
First
Last

What is a reasonable market cap rate for my Indexed Variable Annuity?

The answer to this question depends mainly on your individual goals and needs. A reasonable market cap rate for an Indexed Variable Annuity will vary depending on the type of annuity you invest, how much money you have to invest, and what kind of return you’re looking for.

How much will I pay in fees for an indexed variable annuity?

The fees for an Indexed Variable Annuity vary widely depending on the provider and your chosen specific features. Generally, these fees include upfront sales charges, management expense ratios (MERs), surrender charges, and mortality and expense risk charges. In addition, some indexed variable annuities may also have hidden fees or costs associated with them. It’s essential to read the fine print of any annuity contract carefully and compare costs before deciding.

How can I get the most out of my indexed variable annuity?

The best way to ensure you’re getting the most out of your Indexed Variable Annuity is to research different options and find one that suits your needs. Consider what type of returns you are looking for, what type of guarantees your annuity provides, and how much risk you’re willing to take. Additionally, read the small print of each contract so that you understand any fees or termination penalties associated with it.

Shawn Plummer

CEO, The Annuity Expert

I’m a licensed financial professional focusing on annuities and insurance for more than a decade. My former role was training financial advisors, including for a Fortune Global 500 insurance company. I’ve been featured in Time Magazine, Yahoo! Finance, MSN, SmartAsset, Entrepreneur, Bloomberg, The Simple Dollar, U.S. News and World Report, and Women’s Health Magazine.

The Annuity Expert is an online insurance agency servicing consumers across the United States. My goal is to help you take the guesswork out of retirement planning or find the best insurance coverage at the cheapest rates for you. 

Scroll to Top